The Market for Financial Adviser Misconduct
We construct a novel database containing the universe of financial advisers in the United States from 2005 to 2015, representing approximately 10% of employment
We construct a novel database containing the universe of financial advisers in the United States from 2005 to 2015, representing approximately 10% of employment
From start to finish, the question of legal form or character was central to the Paris negotiations. The Paris agreement is a treaty within the definition of t
How do dividend policy decisions affect a firm’s stock price, is a widely researched topic in the field of investments and finance but still it remains a myster
Behavioral finance studies the application of psychology to finance, with a focus on individual-level cognitive biases. I describe here the sources of judgment
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In their study “The cost of capital, corporation finance and the theory of investment” (1958) laureates of Nobel Price Nobel Franco Modigliani and Merton Miller
Understanding fundamental human tendencies can help financial planners and advisers recognize behaviors that may interfere with clients achieving their long-ter
On September 15, 2008, Lehman Brothers Holdings, Inc., the fourth-largest U.S. investment bank, sought Chapter 11 protection, initiating the largest bankruptcy
Peer review is fundamental to the efficacy of the scientific process. We draw from our experience both as editors, authors and association representatives to pr
We discuss risk, preference and valuation in classical economics, which led academics to develop a theory of market prices, resulting in the general equilibrium
The purpose of this paper is firstly to review the literature on the efficacy and importance of the Altman Z-Score bankruptcy prediction model globally and its
Relative to quantitative methods traditionally used in accounting and finance, textual analysis is substantially less precise. Thus, understanding the art is of
Behavioral finance studies the application of psychology to finance, with a focus on individual-level cognitive biases. I describe here the sources of judgment
Investor behaviour often deviates from logic and reason, and investors display many behaviour biases that influence their investment decision-making processes.
Up to today, we do not have a precise and commonly accepted definition of green finance for two reasons. First, many publications do not try to define the term
Spanish Abstract: Esta nota recoge los10 errores más habituales con los que los autores se han encontrado al tratar con abogados en pleitos, en arbitraje
For nearly three decades, scientific studies have explored momentum investing strategies and observed stable excess returns in various financial markets. Howeve
We report the results of an online survey, conducted on behalf of Harvard Law School, of 124 practicing attorneys at major law firms. The survey had two main ob
“Investor Behavior: An Overview” is the introduction chapter for the book Investor Behavior: The Psychology of Financial Planning and Investing edited by H. Ken
We review and assess research findings from 120 papers in accounting, finance, and law to evaluate the impact of the Sarbanes-Oxley Act. We describe significan